{"id":421,"date":"2019-10-10T11:38:35","date_gmt":"2019-10-10T18:38:35","guid":{"rendered":"http:\/\/research.wsu.edu\/assurances\/?page_id=421"},"modified":"2024-11-25T12:24:12","modified_gmt":"2024-11-25T20:24:12","slug":"2019-memo-international-activities","status":"publish","type":"page","link":"https:\/\/research.wsu.edu\/assurances\/export-controls\/2019-memo-international-activities\/","title":{"rendered":"2019 Letter: International Activities"},"content":{"rendered":"\n<h2 class=\"wp-block-heading\">Important message regarding international activities<\/h2>\n\n\n\n<p><a href=\"http:\/\/research.wsu.edu\/assurances\/documents\/2019\/10\/2019-memo-international-activities.pdf\"><strong>View original memorandum<\/strong> (pdf)<\/a><\/p>\n\n\n\n<p>Monday, September 23, 2019<\/p>\n\n\n\n<p>Dear Colleagues:<br>Over the past eighteen months, national security agencies, federal<br>granting agencies, the White House, and members of Congress have<br>raised serious concerns about systematic programs of foreign<br>interference and attempts to exploit the U.S. research enterprise.<br>These concerns include alleged academic espionage, theft of<br>intellectual property, and threats to academic integrity. In light of these<br>concerns, we are writing to ensure you are aware of all the<br>requirements and regulations applicable to international activities and,<br>equally, to affirm our support for our international community at<br>Washington State University.<\/p>\n\n\n\n<p>Unfortunately, recent events have also added to a sense of unease<br>among many international students and scholars at universities across<br>the country. This development is deeply concerning. Washington State<br>University is privileged to welcome faculty, students, staff, and visiting<br>scholars from all parts of the globe. This diversity of experiences,<br>backgrounds, and perspectives immeasurably enriches our research<br>and educational programs and our community. Washington State<br>University remains unequivocally committed to maintaining an open<br>academic research environment where all members of our community<br>feel welcome and respected.<\/p>\n\n\n\n<p>This commitment does not detract from our responsibility to comply<br>with all of the legal and regulatory requirements that safeguard our<br>research enterprise. Please note that not all obligations are related to<br>federal grants. U.S. export control laws and regulations, WSU policies<br>and procedures, and travel and data security best practices apply<br>regardless of sponsor. We would like to remind all WSU researchers<br>to fully disclose external financial interests, affiliations, and activities;<br>follow export regulations; and safeguard WSU resources and<br>intellectual property.<\/p>\n\n\n\n<p>At this time, there are no new statutory or regulatory requirements.<br>However, federal agencies that support research are reviewing their<br>policies and strengthening their attention to disclosure of other support<br>and affiliations. We are seeing an increase in compliance actions<br>related to existing requirements and expect close monitoring of<br>disclosures to continue. In extreme cases, failure to disclose all<br>relationships could result in the termination of funding for a project or<br>ineligibility for future funding. Noncompliance can threaten not only the<br>funding for individual projects or investigators, but the University<br>overall.<\/p>\n\n\n\n<p>For example, since August 2018, the National Institutes of Health<br>(NIH) has sent roughly 180 letters to more than 60 U.S. institutions<br>about individual scientists it believes have broken NIH rules requiring<br>full disclosure of all sources of research funding, resulting in<br>investigations at 55 institutions and the well-publicized dismissals of<br>five researchers from the MD Anderson Cancer Center and Emory<br>University.<\/p>\n\n\n\n<p>Recognizing that these requirements are complex, we have compiled<br>a <span style=\"text-decoration: underline;\"><strong>\u201cWorking with Foreign Entities\u201d webpage<\/strong><\/span> with policies,<br>regulations, sponsor guidance, and best practices for international<br>travel and collaboration. The Office of Research will post federal<br>agency guidance and clarifications to this webpage as it is released<br>and be in communication with all research administrators.<\/p>\n\n\n\n<p>The following are a list of key disclosure requirements, WSU policies,<br>and travel recommendations related to international collaboration:<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">Travel and data security<\/h3>\n\n\n\n<ul>\n<li>Please be aware that in certain countries, there are differing norms<br>concerning internet privacy. This may result in electronic devices,<br>such as laptops holding proprietary information, being accessed<br>without your knowledge.<\/li>\n\n\n\n<li>Know your destination\u2019s information techology security laws and<br>practices. In most countries, you have no expectation of privacy in<br>internet cafes, hotels, airplanes, offices, or public spaces. In some<br>destinations, you may wish to employ additional precautions to<br>protect your information.<\/li>\n\n\n\n<li>When traveling internationally:\n<ul>\n<li>Consider the use of \u201cloaner\u201d laptops.<\/li>\n\n\n\n<li>Bring only the data and devices needed for the trip.<\/li>\n\n\n\n<li>Do not leave devices unattended or physically unsecured.<\/li>\n\n\n\n<li>Only connect to known and trusted networks.<\/li>\n\n\n\n<li>Exercise caution when connecting other portable media to your<br>device (e.g. USB drives).<\/li>\n\n\n\n<li>It is strongly recommended to register international travel to high-risk areas (see Department of State Travel Advisories).<\/li>\n<\/ul>\n<\/li>\n<\/ul>\n\n\n\n<h3 class=\"wp-block-heading\">Export control<\/h3>\n\n\n\n<ul>\n<li>U.S. export control laws and regulations restrict or require licensing<br>for the export, even temporarily, of many items and technology to<br>countries around the world. An export includes items or technology<br>brought with you while traveling.<\/li>\n\n\n\n<li>WSU personnel must comply with U.S. export control regulations<br>when traveling internationally and attending conferences,<br>participating in international collaborations formally or informally,<br>using proprietary information, working with international staff and<br>students, hosting international visitors, shipping materials<br>internationally, transferring technology, or engaging in any<br>international transactions.<\/li>\n\n\n\n<li>Informal or unofficial agreements to restrict publication or sharing of<br>research results are not permitted. WSU policy prohibits<br>acceptance of publication restrictions in research, except in the<br>case of unusual exceptions which can only be negotiated by WSU<br>officials who have delegated authority to accept contracts and<br>grants.<\/li>\n<\/ul>\n\n\n\n<h3 class=\"wp-block-heading\">Federal funding agency obligations<\/h3>\n\n\n\n<p>Investigators whose research is supported with federal funding should<br>review and update their relevant documents and disclosures as<br>needed:<\/p>\n\n\n\n<ul>\n<li>Documents such as the National Institutes of Health (NIH) \u201cOther<br>Support\u201d, National Science Foundation (NSF) \u201cCurrent and Pending<br>Support\u201d, NSF \u201cCollaborators and Other Affiliations,\u201d and<br>biosketches should be current and thorough.\n<p>&nbsp;<\/p>\n<ul>\n<li>Other\/Current and Pending Support must include any direct<br>research support provided to senior\/key personnel, even if it is<br>not administered by WSU.<\/li>\n\n\n\n<li>For NSF, Current and Pending Support includes all sources of<br>support and commitments of time, even if not receiving salary<br>support. Please see the <span style=\"text-decoration: underline;\"><strong>Statement on NSF\u2019s commitment to<\/strong><\/span><br><span style=\"text-decoration: underline;\"><strong>secure, open international research collaboration (July 11,<\/strong><\/span><br><span style=\"text-decoration: underline;\"><strong>2019)<\/strong><\/span> and <span style=\"text-decoration: underline;\"><strong>Dear Colleague Letter on Research Protection<\/strong><\/span><br><span style=\"text-decoration: underline;\"><strong>(July 11, 2019)<\/strong><\/span>.<\/li>\n\n\n\n<li>The NIH issued <span style=\"text-decoration: underline;\"><strong>Reminders of NIH Policies on Other Support<\/strong><\/span><br><span style=\"text-decoration: underline;\"><strong>and on Policies Related to Financial Conflicts of Interest<\/strong><\/span><br><span style=\"text-decoration: underline;\"><strong>and Foreign Components (July 10, 2019)<\/strong><\/span> and an associated<br><span style=\"text-decoration: underline;\"><strong>Frequently Asked Questions on Other Support and Foreign<\/strong><\/span><br><span style=\"text-decoration: underline;\"><strong>Components (rev. August 6, 2019)<\/strong><\/span> stating that \u201cother support<br>includes all resources made available to a researcher in support<br>of and\/or related to all of their research endeavors, regardless of<br>whether or not they have monetary value and regardless of<br>whether they are based at the institution the researcher identifies<br>for the current grant.\u201d<\/li>\n<\/ul>\n<\/li>\n\n\n\n<li>Progress reports must include any inventions and must indicate any<br>change in support to senior\/key personnel that occurred over the<br>last budget year.<\/li>\n\n\n\n<li>Some programs are requesting additional information on<br>international affiliations and support in individual funding<br>opportunity announcements rather than issuing general guidance.<br>We recommend carefully reviewing individual announcements, as<br>requirements may have changed.<\/li>\n\n\n\n<li>Effective June 7, 2019, U.S. Department of Energy does not allow<br>its employees or contractor personnel to participate in foreign talent<br>programs. At this time, the policy does not apply to grant-funded<br>individuals, but further policy development is expected this year.<\/li>\n\n\n\n<li>Federal agency scientific peer review panels should note and<br>comply with all requirements to maintain the confidentiality of the<br>information in research grant applications.<\/li>\n<\/ul>\n\n\n\n<h3 class=\"wp-block-heading\">WSU policies and procedures<\/h3>\n\n\n\n<ul>\n<li>All proposals for extramural support must be submitted through the<br>Office of Research Support &amp; Operations. Awards must be made to<br>\u201cWashington State University\u201d and must be signed by our<br>authorized institutional official. See <a href=\"https:\/\/orso.wsu.edu\/documents\/2018\/02\/guideline-1.pdf\/\">ORSO Guideline 1: Proposal<\/a><br>Review, Processing, and Submission.<\/li>\n\n\n\n<li>Only designated personnel are authorized to accept gifts on behalf<br>of WSU from any source. All gifts solicited from any domestic or<br>international individual or organization should be disclosed to the<br>WSU Foundation.<\/li>\n\n\n\n<li>All employees are expected to promptly disclose all intellectual<br>property and any improvements to existing intellectual property to<br>the WSU Office of Commercialization through the <a href=\"https:\/\/commercialization.wsu.edu\/disclose-an-invention\/\">Inventor Portal<\/a>.<br>Faculty should remind members of their group to do the same.<\/li>\n\n\n\n<li>All faculty must disclose their consulting and extended professional<br>activities as required by the Faculty Manual.<\/li>\n<\/ul>\n\n\n\n<p>In collaboration with national organizations and our fellow academic<br>institutions, we are examining how our current processes and controls<br>can be adapted to the changing environment. Additional guidance and<br>resources will be provided via the \u201cWorking with Foreign Entities\u201d<br>webpage. If you have any questions about these requirements please<br>contact Jessica Smith-Kaprosy in the Office of Research Support &amp;<br>Operations at <a href=\"mailto:j.smith-kaprosy@wsu.edu\">j.smith-kaprosy@wsu.edu<\/a> or Erin-Kae Rice in the<br>Office of International Programs at <a href=\"mailto:erin.rice@wsu.edu\">erin.rice@wsu.edu<\/a>.<\/p>\n\n\n\n<p>Thank you for your attention to this matter and for your ongoing<br>support of our international students, employees, and visitors.<\/p>\n\n\n\n<p>Sincerely,<\/p>\n\n\n\n<p>Dr. Asif Chaudhry<br>Vice President for International Programs<\/p>\n\n\n\n<p>Dr. Christopher J. Keane<br>Vice President for Research<\/p>\n","protected":false},"excerpt":{"rendered":"<p>Important message regarding international activities View original memorandum (pdf) Monday, September 23, 2019 Dear Colleagues:Over the past eighteen months, national security agencies, federalgranting agencies, the White House, and members of Congress haveraised serious concerns about systematic programs of foreigninterference and attempts to exploit the U.S. research enterprise.These concerns include alleged academic espionage, theft ofintellectual property, [&hellip;]<\/p>\n","protected":false},"author":14798,"featured_media":0,"parent":6,"menu_order":1000,"comment_status":"closed","ping_status":"closed","template":"","meta":[],"categories":[],"tags":[],"wsuwp_university_location":[],"wsuwp_university_org":[],"_links":{"self":[{"href":"https:\/\/research.wsu.edu\/assurances\/wp-json\/wp\/v2\/pages\/421"}],"collection":[{"href":"https:\/\/research.wsu.edu\/assurances\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/research.wsu.edu\/assurances\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/research.wsu.edu\/assurances\/wp-json\/wp\/v2\/users\/14798"}],"replies":[{"embeddable":true,"href":"https:\/\/research.wsu.edu\/assurances\/wp-json\/wp\/v2\/comments?post=421"}],"version-history":[{"count":21,"href":"https:\/\/research.wsu.edu\/assurances\/wp-json\/wp\/v2\/pages\/421\/revisions"}],"predecessor-version":[{"id":785,"href":"https:\/\/research.wsu.edu\/assurances\/wp-json\/wp\/v2\/pages\/421\/revisions\/785"}],"up":[{"embeddable":true,"href":"https:\/\/research.wsu.edu\/assurances\/wp-json\/wp\/v2\/pages\/6"}],"wp:attachment":[{"href":"https:\/\/research.wsu.edu\/assurances\/wp-json\/wp\/v2\/media?parent=421"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/research.wsu.edu\/assurances\/wp-json\/wp\/v2\/categories?post=421"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/research.wsu.edu\/assurances\/wp-json\/wp\/v2\/tags?post=421"},{"taxonomy":"wsuwp_university_location","embeddable":true,"href":"https:\/\/research.wsu.edu\/assurances\/wp-json\/wp\/v2\/wsuwp_university_location?post=421"},{"taxonomy":"wsuwp_university_org","embeddable":true,"href":"https:\/\/research.wsu.edu\/assurances\/wp-json\/wp\/v2\/wsuwp_university_org?post=421"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}